Thanassis Cambanis

The Pentagon finally learned to embrace new ideas. Can its short-lived revolution in thinking survive the coming period of austerity and retrenchment? [Originally posted on The Blog of the Century.]

The American military has maintained global dominance in part by being all things to all people. Blessed with a Brobdingnagian budget, it has been able to prepare for all kinds of war, all at the same time. Faced now with cuts after a decade of open-handed war funding, the Pentagon has raised the alarm about readiness. The Joint Chiefs of Staff in a unanimous letter in January complained to the president that “we are on the brink of creating a hollow force.”

The debate over the size and mission of the military often obsesses about questions of degree: should the United States be able to fight two major wars at the same time? Should it design a force that can fight many small wars?

But this debate, driven by budget-hungry service chiefs and tradition-hemmed academics and think-tankers, might be ignoring a far more important turning point facing the Pentagon today, which has more to do with mindset than money. Can the Pentagon retain the one truly good thing it acquired along the way in the bungled war on terror, Afghanistan, and Iraq—a possibly short-lived ability to learn?

Fred Kaplan’s new book, The Insurgents: David Petraeus and the Plot to Change the American Way of War, which I reviewed in the New York Times this Sunday, chronicles a chilling intellectual history of the officers who promoted counterinsurgency doctrine and eventually forced change among the Pentagon’s top brass. Kaplan is a skeptic, but his story reveals just how deeply hidebound the generals are, and how they were forced—through failure—to criticize themselves and adjust tactics.

Can this new mindset take root and become part of the Pentagon’s DNA, or is it destined to vanish as the generals who briefly dallied with self-awareness and adaptation now retrench around the common cause of budgetary self-preservation?

Listening to the current chairman of the Joint Chiefs of Staff, General Martin Dempsey, isn’t reassuring. Half a decade ago in Baghdad he eschewed BS, acknowledging the burgeoning failure and once telling a group of us reporters bluntly that “there isn’t enough concrete in the hemisphere to make Baghdad safe.” Now he’s stumping for wild defense budgets based on a spurious claim that the world is more dangerous than ever before and that we face an infinite menu of threats. Dempsey’s about-face doesn’t bode well.

For all the pitfalls of the war on terror, a decade of coalition-building and counterinsurgency forced the military to adapt and open itself up to new methods with an alacrity not seen since World War II. It was a wrenching internal fight between rigid generals, abstract bureaucrats, and junior officers open to experimentation and self-criticism, which Kaplan documents in vivid detail.

In The Insurgents (published in January), Kaplan argues that the U.S. military, perhaps inadvertently, discovered on the battlefields of Iraq and Afghanistan a new ability to learn. Now that the United States has moved away from those wars, Kaplan says, it is also throwing out what might be their only good legacy: imagination and flexibility in the Pentagon’s upper reaches.

His argument comes at a crucial time. President Obama last year ordered the Pentagon to cut off its budget for nation-building and long-term occupations of foreign lands—but he also instructed it to preserve the lessons it learned fighting counterinsurgencies in the Middle East. Many of the young officers who created a vogue around counterinsurgency in military circles grew just as dogmatic in their thinking as the older bureaucrats and officers who at first resisted new thinking, a sad process evident to any close observer of the slow failure of U.S. efforts in Afghanistan.

But they succeeded—at least in the last few years—at changing the military’s internal culture in ways far more consequential than the line item for a new bomber. They convinced the Pentagon to promote top generals who excelled in combat rather than those who had dutifully served in logistics and office posts. They reinvigorated the intellectual centers of military thinking, in particular the web of institutions from Fort Leavenworth to West Point that educate officers, write the military’s doctrine, and drive much of America’s strategic thinking. And they injected a strain of strikingly inventive utilitarianism—whatever works—into a vast defense bureaucracy that’s designed to protect fiefdoms rather than create new ideas.

Now, with the bloated war budgets ending and sequestration in site, a clear war of ideas is underway in the Pentagon: the old way, exemplified in the joint chiefs’ demand for big budgets, big weapons systems, and the same old lack of priorities, versus a fledgling new can-do culture that values the military’s ability to learn and adapt over its arsenal and size.

Let’s hope that creativity wins out. But I wouldn’t bet on it.

UPDATE: I debate The Insurgents and post-invasion Iraq with TCF fellow Michael Cohen. We’ll be on Bloggingheads TV on Wednesday.

Fred Kaplan’s Insurgents on David Petraeus

The American occupation of Iraq in its early years was a swamp of incompetence and self-delusion. The tales of hubris and reality-denial have already passed into folklore. Recent college graduates were tasked with rigging up a Western-style government. Some renegade military units blasted away at what they called “anti-Iraq Forces,” spurring an inchoate insurgency. Early on, Washington hailed the mess a glorious “mission accomplished.” Meanwhile, a “forgotten war” simmered to the east in Afghanistan. By the low standards of the time, common sense passed for great wisdom. Any American military officer willing to criticize his own tactics and question the viability of the mission brought a welcome breath of fresh air.

Most alarming was the atmosphere of intellectual dishonesty that swirled through the highest levels of America’s war on terror. The Pentagon banned American officers from using the word “insurgency” to describe the nationalist Iraqis who were killing them. The White House decided that if it refused to plan for an occupation, somehow the United States would slide off the hook for running Iraq. Ideas mattered, and many of the most egregious foul-ups of the era stemmed from abstract theories mindlessly applied to the real world.

There is no one better equipped to tell the story of those ideas — and their often hair-raising consequences — than Fred Kaplan, a rare combination of defense intellectual and pugnacious reporter. Kap­lan writes Slate’s War Stories column, a must-read in security circles. He brings genuine expertise to his fine storytelling, with a doctorate from M.I.T., a government career in defense policy in the 1970s and three decades as a journalist. Kaplan knows the military world inside and out; better still, he has historical perspective. With “The Insurgents: David Petraeus and the Plot to Change the American Way of War,” he has written an authoritative, gripping and somewhat terrifying account of how the American military approached two major wars in the combustible Islamic world. He tells how it was grudgingly forced to adapt; how it then overreached; and how it now appears determined to discard as much as possible of what it learned and revert to its old ways.

Read the rest in The New York Times [subscription required].

[Originally published in The Boston Globe Ideas.]

ROCKETS AND MORTARS have stopped flying over the border between Gaza and Israel, a temporary lull in one of the most intractable, hot-and-cold wars of our time. The hostilities of late November ended after negotiators for Hamas and Israel—who refused to talk face-to-face, preferring to send messages via Egyptian diplomats—agreed to a rudimentary cease-fire. Their tenuous accord has no enforcement mechanism and doesn’t even nod to discussing the festering problems that underlie the most recent crisis. Both sides say they expect another conflict; experience suggests it’s just a question of when.

Generations of negotiators have cut their teeth trying to forge a peace agreement between Israel and the Palestinians, and their failures are as varied as they are numerous: Camp David, Madrid, the Oslo Accords, Wye River, Taba, the Road Map. For diplomats and deal-makers around the world—even those with no particular stake in Middle East peace—Israel and Palestine have become the ultimate test of international negotiations.

For Guy Olivier Faure, a French sociologist who has dedicated his career to figuring out how to solve intractable international problems, they’re something else as well: an almost unparalleled trove of insights into how negotiations can go wrong.

For more than 20 years, Faure has studied not only what makes negotiations around the world succeed, but how they break down. From Israel and the Palestinians to the Biological Weapons Convention protocol to the ongoing talks about Iran’s nuclear program, it’s far more common for negotiations to fail than to work out. And it’s from these failures, Faure says, that we can harvest a more pragmatic idea of what we should be doing instead. “In order to not endlessly repeat the same mistakes, it is essential to understand their causes,” he says.

In a recent book, “Unfinished Business: Why International Negotiations Fail,” Faure commissioned case studies and analysis from more than a dozen academics and actual negotiators, which he then used to make a systematic survey of the causes of failure. Some of the most important conclusions they reach are as simple as they are surprising. Their most important is that the seemingly boring matter of the process is much more likely to cause a negotiation to fail than the difficulty of the problem itself. Failed negotiations can sometimes be the precursors to a later success. There are also times when negotiations make a problem worse, especially when it is not “ripe” for settlement yet. And finally, despite their commitment as a group to coming up with something akin to an international negotiator’s handbook, Faure and his collaborators argue that sometimes negotiations are simply the wrong tool in the first place.

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TODAY’S INTERNATIONAL order turns on successful negotiation. When we think about what’s right in the world, we’re often thinking about the results of agreements like the START treaties, which ended the nuclear arms race between the United States and the Soviet Union; the Geneva Conventions, which govern the conduct of war; or even the General Agreement on Tariffs and Trade, drafted in 1948, which still underpins globalized free trade.

But in negotiations over the most vexing international problems—a hostage situation, a war between a central government and terrorist insurgents, a new multinational agreement—such successes are few and far between. Failure is the norm. Understandably, experts tend to focus on the wins. From US presidents to obscure third-party diplomats, negotiators pore over rare historical successes for tips rather than face the copious and dreary overall record.

Faure wants to change that focus. As an expert he straddles two worlds: He studies diplomacy academically as a sociologist at the Sorbonne, in Paris, and has also trained actual negotiators for decades, at the European Union, the World Trade Organization, and UN agencies. Over his career, he has produced 15 books spanning all the different theories behind negotiation, and ultimately concluded that negotiations that failed, or simply sputtered out inconclusively, were the most interesting. Each failure had multiple causes, but it was possible to compile a comprehensive list, and from that, consistent patterns.

“Unfinished Business” takes a look at what happened during a number of high-profile failures, and examines the underlying conditions of each set of talks: trust, cultural differences, psychology, the role of intermediaries, and outsiders who can derail negotiations or overload them with extraneous demands.

One of Faure’s insights concerns the mindset of negotiators—a factor negotiators themselves often believe is irrelevant, but which Faure and his colleagues believe can often determine the outcome. Incompatible values on the two sides of the table, he says, are much harder to bridge than practical differences, like an argument over a boundary or the mechanics of a cease-fire. As Faure says, “A quantity can be split, but not a value.” This is what Faure saw at work when the Palestinians and Israelis embarked on a rushed negotiation at the Egyptian seaside resort of Taba during Bill Clinton’s final month in office. The two sides had already reached an impasse at a lengthier negotiation in 2000 at Camp David. With the end of his presidency looming and Israeli elections coming up, Clinton summoned them back to the table for a no-nonsense session he hoped would bring speedy closure to disputes over borders, Jerusalem, and refugees. The Palestinians, however, felt that the two sides simply didn’t share the same view of justice and weren’t truly aiming at the same goal of two sovereign states—and so didn’t feel driven to make a deal. That mismatch of long-term beliefs, Faure says, doomed the talks.

There are other warning signs that emerge as patterns in failed talks. Time and again, parties embark on tough negotiations already convinced they will fail—a defeatism that becomes a self-fulfilling prophesy. In interviewing professional negotiators, Faure and his colleagues found that they often don’t pay that much attention to the practical aspects of how to run a negotiation—a surprising lapse.

Faure and his team have found that a well-planned process is one of the best predictors of success, and that many negotiations are terrible at it. When the European Union and the United States talked to Iran about its nuclear program, various European countries kept adding extraneous issues to the talks, for instance linking Iran’s behavior with nukes to existing trade agreements. The additions made the negotiations unwieldy, and provoked crises over matters peripheral to the actual subject. In the case of the mediation over Cyprus, the Greek and Turkish sides didn’t bother coming up with any tangible proposed solution to negotiate over, instead talking vaguely about a Swiss model. Negotiations failed in part because neither side knew what that would mean for Cyprus.

Ultimately, Faure argues, mistrust and inflexibility tangle up negotiators more than any other factor. Negotiators often end up demonizing the other side, and as a result might embark on a process that by its structure encourages failure. For instance, Israeli and Palestinian reliance on mediators to ferry messages—even between delegations in the same resort—maximizes misunderstandings and minimizes the possibility that either side will sense a genuine opening.

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WHAT EMERGES FROM Faure’s work, overall, is that the outlook for negotiations is usually pretty bleak—certainly bleaker than Faure himself prefers to highlight. In some cases, he suggests that diplomats should put off an outright negotiation until they’ve dealt with gaps in trust and cultural communication, or until the conflict feels “ripe” for solution to the parties involved. There’s no point, he suggests, in embarking on a negotiation if all the stakeholders are convinced it’s a waste of time—indeed, a failed negotiation can sometimes exacerbate a problem.

The most promising scenarios occur when both sides are suffering under the status quo, which creates what social scientists call a “mutually hurting stalemate,” with soldiers or civilians dying on both sides, and a “mutually enticing opportunity” if there’s a peace agreement or a prisoner swap. In that case, a decent deal will give both sides a chance to genuinely improve their lot.

Unfortunately for the many whose hopes are riding on negotiations, the truly challenging international problems of our age don’t always come with a strong incentive to compromise. In military conflicts, there is little incentive to resolve matters when a conflict is lopsided in one side’s favor (Shia versus Sunni in Iraq, Israel versus Hamas, the Taliban versus the United States in Afghanistan). The same holds in broader international agreements: They’re complicated and intractable largely because the states involved are—no matter what they say—quite comfortable with the status quo. Think about climate change: The biggest gas-guzzlers and polluters, the ones whose assent matters the most for a carbon-reduction treaty, are often the last states that will pay the price for rising oceans. Meanwhile, the poorer nations whose populations are most at the mercy of sea levels or changing weather have little clout. Just as it’s easy for a relatively secure Israel to stand pat on the Palestinian question, there are few immediate consequences for the United States and China if they sit out climate talks.

It’s not all bleak news. Even in cases where negotiations appear hamstrung—like climate change and Palestine—there are, Faure points out, plenty of other reasons to continue negotiating. Negotiations are a form of diplomacy, dialogue, and recognition, and even in failure can serve some other interests of the parties involved. But—as the impressive historical record of failed international agreements shows—it’s naive to think that they will always yield a solution.

Ismail Haniya delivers a speech after the conflict in Gaza. (Ahmed Zakot / Courtesy Reuters)

[Originally published in Foreign Affairs.]

Once again, Hamas has been spared from making the difficult political choice that face most resistance movements when they gain power: whether to focus on the fight or to govern. Since it won the Palestinian elections in 2006 and then took control of the Gaza Strip in 2007, Hamas has been free to pursue a middle course, resisting Israel while blaming its political failures on its cold war with Fatah and on Israel’s blockade. Now Hamas will tout the concessions it won from Israel last week — as part of the ceasefire, Israel agreed to open the border crossings to Gaza, suspend its military operations there, and end targeted killings — as proof that it should not give up fighting. Meanwhile, the outcome should be enough to buy Hamas cover for its poor record of governance and allow it to again defer making tough choices about statehood, negotiations, regional alliances, and military strategy. The group might even be able to use the momentum to supplant Fatah in the West Bank as it has done in Gaza.

Hamas’ recent advance won’t fully mask the organization’s central dilemma, nor will it cover internal rifts about how to solve it. In the American and Israeli media, portrayals of Hamas often focus heavily on the group’s commitment to eliminating the Jewish state. And certainly any fair study of the group should take into account that goal. Yet for Hamas, the end of Israel is more an ideological starting point than a practical program. And what comes after the starting point is unclear: Hamas has never developed a vision of what a resolution short of total victory might look like, nor has it spelled out an agenda for governing its own constituents, despite all these years in power. In part, that is because Hamas is a diffuse and contested movement, whose competing factions all work toward their own self-interest.

Hamas’ top political leadership used to operate out of Damascus but scattered to Cairo, Doha, and other Middle Eastern capitals this year as Syria descended into chaos. Since then, the exiled leadership has clashed publicly with Hamas’ Gaza-based leadership. Khaled Meshal, the organization’s main leader, now based Doha, and his cohort have generally allied with the Sunni Arab states over Iran, welcoming the rise of Islamists in Egypt, in Tunisia, and among the Syrian rebels. Meshal himself has publicly endorsed a truce with Israel based on Israel’s withdrawal to its 1967 borders. The rest of the exile-based leaders have also indicated their willingness to consider a truce, although they say they would consider the deal temporary and would not recognize Israel. Party in response to Hamas’ pragmatism, and partly in acceptance of the reality of the movement’s rising power. Arab leaders finally ended their informal boycott of Gaza, and, in recent months, the emir of Qatar and the prime minister of Egypt paid visits.

Yet the growing stature of Hamas might accentuate, rather than diffuse, the tensions between its exiled chiefs and its Gaza-based leadership. According to Mark Perry, a historian who follows Palestinian politics, Hamas’ prime minister, Ismail Haniya, has endorsed a close relationship with Iran. For his part, Haniya paid a warm visit to Tehran in February, provoking the ire of Arab leaders, who have since given him the cold shoulder, preferring instead to meet with other Hamas leaders. Haniya has expressed no interest in talking about a two state solution and overall, the rest of the Gaza-based leadership has simply grown more uncompromising under the Israeli blockade and now two lopsided wars. It prefers full-throated resistance to any political settlement.

It is unclear whether the differences presage an ideological split or are simply the result of two very different vantage points: inside Gaza, where the leaders have to worry about staying in power, and outside it, where the leaders worry about staying regionally relevant. So far, Hamas has seemed unable to address the issues that divide the two factions, which might explain why the movement has not selected a successor to Meshal, who was supposed to step down this spring. The sides do, of course, have lowest common denominators that hold them together: resistance as the primary avenue to winning Palestinian rights; gaining greater share of Palestinian leadership; and Islamism.

Since Hamas’ creation in 1987, it has tried to match Fatah’s strength. With that goal largely accomplished by 2007, it has moved on to pushing Fatah completely to the sidelines by maintaining a commitment to Islamism and opposition to the Jewish state. By contrast, Fatah has remained secular, and has even agreed to recognize Israel and to conduct an experiment in joint governance with it through the Palestinian Authority. Two decades into the Oslo process, Fatah has little to show for its efforts. Meanwhile, Hamas has not had to face Palestinian voters since 2006. Polling suggests that Palestinians — Gazans in particular — have lost patience with Hamas. But each conflict with Israel gives the movement a new lease on life.

As recently as last week, Israel was describing in breathless terms the latest tepid exploits of the smoky, aging leader of Fatah, Mahmoud Abbas, who is on the verge of obtaining non-member observer status at the United Nations. Israel’s foreign ministry was reportedly circulating policy options to deal with his gambit that included dismantling the Palestinian Authority and withholding its rightful tax revenues, which would effectively subject the West Bank to the same kind of isolation that Gaza has faced since Hamas took power. That would play directly to the long-term goals shared by Hamas’ leaders in Gaza as well as those in exile: to take over from Fatah the role of primary representative of all Palestinians.

What is more, developments in the region have boosted Hamas’ position. This is not the Middle East of the last war, in 2008-09, when, for the most part, the Arab world stood by as Israel subjected Gaza to overwhelming and disproportionate bombing. That conflict killed 1,387 Palestinians and 13 Israelis. Hosni Mubarak’s government in Cairo even assisted the Israeli campaign against Hamas, while the West and Arab world poured money into Fatah’s West Bank government as a counterweight to Hamas. The regional landscape now is entirely different.

Still, despite a warm rhetorical embrace for Hamas, the Egyptian state has yet to significantly change its policy. It hasn’t opened the border with Gaza, nor does it want to do anything that would allow Israel to shift responsibility for Gaza to Egypt. Throughout the cease-fire negotiations, Israel said Egypt would be responsible for keeping the peace. But no matter what Israel says now, the language of the agreement and the reality on the ground make clear that Israel struck a deal with Hamas at Egypt’s insistence, and that Egypt will certainly be no guarantor of Hamas’ behavior. That’s an achievement for the ruling Muslim Brotherhood. As its (and Egypt’s) influence grows, it might be able to promote its preferred exiled Hamas leaders at the expense of the more uncompromising ones in Gaza.

Hamas has other competitors to worry about now. Until the uprisings two years ago, the Middle East’s Islamist movements were mostly on the outside looking in, railing against secular nationalist despots. In fact, Hamas and Hezbollah were the only Islamist movements who could claim to have ascended to power through popular victories at the ballot box. In the pre-uprising Arab world, then, Hamas (like Hezbollah) could plausibly claim some leadership of a regional Islamist movement. No more. The Muslim Brotherhood now governs Egypt. Islamists were elected to power in Tunisia. They have also emerged as power centers in Libya and among the Syrian opposition. Now that Islamists are competing for power in large states, Hamas (and Hezbollah) could shrink to their proper size in terms of influence. This outcome seems even more likely now that Hamas faces a vibrant challenge from jihadi fundamentalists within Gaza who consider Hamas far too moderate.

Hamas has presented itself as a voice for resistance, but as Gaza tries to rebuild and recover from this latest war, the organization will have to grapple with its own authoritarian, corrupt record in power. Its exiled leaders might sound more reasonable to Western ears, but they’re not the ones who actually control territory and manage a government. If it gets what it wants — a central role in Palestinian leadership — Hamas will have to reconcile its own internal factions or else risk a split. On the quickly changing ground of the new Arab politics, Hamas, like other governing movements, will have to articulate an ever-more detailed, constructive program, to convince rather than compel its constituents.

[Originally published in The Boston Globe.]

During the presidential campaign, two issues often seemed like the only foreign policy topics in the entire world: the Middle East and China. Those are unquestionably important: The wider Middle East contains most of the world’s oil and, currently, much of its conflict; and China is the world’s manufacturing base and America’s primary lender. But there are a host of other issues that are going to demand Washington’s sustained attention over the next four years, and don’t occupy anywhere near the same amount of Americans’ attention.

You could call them the icebergs, largely hidden challenges that lie in wait for the second Obama administration. Like all of us, when it comes to priorities, the people in Washington assume that the thing that comes to mind first must be the most important. The recent crises or tensions with Afghanistan, Benghazi, and China make these feel like the whole story. But in fact they are really just a few chapters, and the ones we’re ignoring completely may actually have the most surprises in store.

If the administration wants to stay ahead of the game, here’s what it will need to spend more of its time and energy dealing with in the coming four years.

Europe’s recovery needs to be managed, and that requires global cooperation and money.

Washington and China, along with the International Monetary Fund and the World Bank, will have to be closely involved, and that won’t happen without American leadership. Though the European crisis has already been a front-burner problem for two years, in the United States it barely cracks the public agenda except as a rhetorical bludgeon: “That guy wants to turn America into Greece!” But Europe’s importance to the global economy, and to America, is staggering: It’s the world’s largest economic bloc, worth $17 trillion, and it’s the US’s largest trading partner. If Europe goes down, we all go down.

Climate change. No politician likes to talk about climate change. It’s depressing news. It’s become highly partisan in this country, and it has no obvious solution even for those who understand the threat. It requires discussion of all kinds of hugely complex, dull-sounding science. When we do talk about it as a political issue, it’s largely as a domestic one: saving energy, dealing with the increasing fury and frequency of storms like Hurricane Sandy, investing in new infrastructure.

In fact, climate change is a massive foreign policy issue as well. On the preventive side, any emissions reduction requires cooperation across borders—between small numbers of powerful nations, like America and China, along with massive worldwide accords like the failed Kyoto Protocol. The responses will often need to be global as well. Rising oceans and temperatures have no regard for national boundaries, and most of the world’s population lives near soon-to-be-vulnerable coastlines. Entire cities might have to move, or be rebuilt, often across

borders. Sandy could cost the American Northeast close to $100 billion when all is said and done (current damage estimates already top $50

billion). Imagine the price of climate-proofing the cities where most of the world lives—Mumbai, Shangahi, Lagos, Alexandria, and so on. Climate change, if unaddressed, could well become an American security issue, propelling unrest and failed states that will spur threats against the US.

Pakistan. Like our tendency to obsess over shark attacks rather than, say, the more significant risk of getting hit by a car, we often find our foreign policy elite preoccupied with rare, dramatic potential threats rather than actual banal ones. You’ll keep hearing about Iran, which might one day have a bomb and which emits noxious rhetoric while supporting well-documented militant groups like Hezbollah. What we really need to hear more and do more about, however, is a regional power that already has nukes (90 to 120 warheads), that is reportedly planning for battlefield bombs that are easier to misplace or steal, and that sponsors rogue terrorist groups that have been regularly killing people in Afghanistan and India for years.

That country is Pakistan. Power there is split among an unstable cast of characters: a dictatorial military, super-empowered Islamic fundamentalists, and a corrupt civilian elite. A significant portion of its huge population has been radicalized, and can easily flit across borders with Iran, Afghanistan, and India. Pakistan isn’t a potential problem; it’s a huge actual problem, a driver of war in Afghanistan, a sponsor of killers of Americans, and perennially, the only actor in the world that actively poses the threat of nuclear war. (The hot war between India and Pakistan in Kargil in 1999 was the first active conflict between two nuclear powers. It’s not talked about much, but remains a genuine nightmare scenario.) Pakistan is also a huge recipient of American aid. We need to find leverage and work to contain, restrain, and stabilize Pakistan.

Transnational crime and drugs. When it comes to violence in the world, foreign-policy thinkers tend to think first about wars, militaries, and diplomacy. But to save money and lives, it would be smarter to think about drugs. In much of the world, the resources spent and lives lost to criminal syndicates in the drug war rival the costs of traditional conflict. Narco-states in the Andes and, increasingly, Central America, make life miserable for their own inhabitants. Criminal off-the-book profits symbiotically feed international crime and terrorism. And in every region of the world, drugs provide the economic engine and financing for militias and terrorist groups; they fuel innumerable security problems, such as human trafficking, illicit weapons sales, piracy, and smuggling. Ultimately, wherever the drug business flourishes, it tends to corrode state authority, leaving vast ungoverned swaths of territory and promoting political violence and weak policing.

The United States pays a lot of attention to this problem in Afghanistan and Mexico, but it’s a drain on resources in corners of the globe that get less attention, from Southeast Asia to Africa. Washington needs to approach the international illegal drug trade like the globalized, multifaceted problem that it is, requiring international law enforcement cooperation but also smart economic solutions to change the market, including legalization.

Mexico. It feels almost painfully obvious, but it’s been a long time since a US president has prioritized our next-door neighbor. Our economies are inextricably linked. America’s supposed problem with illegal immigration is actually the organic

development of a fluid shared labor market across the US-Mexico border. Meanwhile, the distant war in Afghanistan eats up an enormous amount of resources while another conflict races on next door: Mexico’s increasingly violent drug war. Since 2006, it has claimed 50,000 lives, and the violence regularly spills over the border. Washington has collaborated piecemeal with Mexico’s government, but this is a regional conflict, involving criminal syndicates indifferent to jurisdiction. The United States needs to persuade Mexico to pursue a less violent, more sustainable strategy to counter the drug gangs, and then partner with the government there wholeheartedly.

The dangerous Internet. Cyber security might sound like a boondoogle for defense contractors looking for more money to spend on a ginned-up threat. Yet in the last year we’ve seen the real-world consequences of cyber attacks on Iran’s nuclear program, apparently orchestrated by the

United States and Israel, and an effective cyber response apparently by Iran that hobbled Saudi Arabia’s oil industry. Harvard’s Joseph Nye points out that cyber espionage and crime already pose serious transnational threats, and recent developments show how war and terrorism will spill into our online networks, potentially threatening everything from our power supply to our personal data.

The US budget. Elementary economics usually begins with the discussion of guns vs. butter: You can’t pay for everything given limited resources, so do you eat or defend yourself? For generations, America has had the luxury of not really having to choose: The economy has mostly boomed since

World War II, meaning we never had to cut anything fundamentally important. But America now faces a contracting global economy and a world in which it increasingly has to share resources with other rising powers. This is unfamiliar, and unhappy, territory: America’s next defense and foreign affairs budgets will probably be the first since the Second World War to require serious downsizing at a time when there are actual credible threats to the United States.

The Americans who reelected President Obama didn’t care that much about his foreign policy, according to polls. And, perhaps fittingly, Obama dealt with the rest of world during his first term with competence and caution rather than with flair and executive drive. His impressive focus on Al Qaeda hasn’t been mirrored so far in the rest of his national security policy, made by a team better known for its meetings than for setting clear priorities.

In the wake of a decisive reelection, Obama will have the political latitude to shape a more creative and forward-thinking foreign policy in his second term. If he does, he’ll have to work around both deeply divided legislators and a constrained budget: We simply can’t pay for everything, from land wars to cyber threats to sea walls to protected American industries. The priorities the next administration chooses—and its ability to pass any budget—will dramatically shape the kind of foreign influence America yields over the next four years.

[From The Boston Globe Ideas section.]

Cops say they figure out a suspect’s intentions by watching his hands, not by listening to what comes out of his mouth. The same goes for American foreign policy. Whatever Washington may be saying about its global priorities, America’s hands tend to be occupied in the Middle East, site of all America’s major wars since Vietnam and the target of most of its foreign aid and diplomatic energy.

How to handle the Middle East has become a major point in the presidential campaign, with President Obama arguing for flexibility, patience, and a long menu of options, and challenger Mitt Romney promising a tougher, more consistent approach backed by open-ended military force.

Lurking behind the debate over tactics and approach, however, is a challenge rarely mentioned. The broad strategy that underlies American policy in the region, the Carter Doctrine, is now more than 30 years old, and in dire need of an overhaul. Issued in 1980 and expanded by presidents from both parties, the Carter doctrine now drives American engagement in a Middle East that looks far different from the region for which it was invented.

President Jimmy Carter confronted another time of great turmoil in the region. The US-supported Shah had fallen in Iran, the Soviets had invaded Afghanistan, and anti-Americanism was flaring, with US embassies attacked and burned. His new doctrine declared a fundamental shift. Because of the importance of oil, security in the Persian Gulf would henceforth be considered a fundamental American interest. The United States committed itself to using any means, including military force, to prevent other powers from establishing hegemony over the Gulf. In the same way that the Truman Doctrine and NATO bound America’s security to Europe’s after World War II, the Carter Doctrine elevated a crowded and contested Middle Eastern shipping lane to nearly the same status as American territory.

In 2012, we look back on a recent level of American engagement with the Middle East never seen before. Even the failures have been failures from which we can learn. The decade that began with the US invasion of Afghanistan and ended with a civil war in Syria holds some transformative lessons, ones that could point the next president toward a new strategy far better suited to what the modern Middle East actually looks like—and to America’s own values.

***

President Carterissued his new doctrine in what would turn out to be his final State of the Union speech in January 1980. America had been shaken by the oil shocks of the 1970s, in which the Arab-dominated OPEC asserted its control, and also by the fall of the tyrannical Mohammad Reza Pahlavi, Shah of Iran, who had been a stalwart security partner to the United States and Israel.

Nearly everyone in America and most Western economies shared Carter’s immediate goal of protecting the free flow of oil. What was significant was the path he chose to accomplish it. Carter asserted that the United States would take direct charge of security in this turbulent part of the world, rather than take the more indirect, diplomatic approach of balancing regional powers against each other and intervening through proxies and allies. It was the doctrine of a micromanager looking to prevent the next crisis.

Carter’s focus on oil unquestionably made sense, and the doctrine proved effective in the short term. Despite more war and instability in the Middle East, America was insulated from oil shocks and able to begin a long period of economic growth, in part predicated on cheap petrochemicals. But in declaring the Gulf region an American priority, it effectively tied us to a single patch of real estate, a shallow waterway the same size as Oregon, even when it was tangential, or at times inimical, to our greater goal of energy security. The result has been an ever-increasing American investment in the security architecture of the Persian Gulf, from putting US flags on foreign tankers during the Iran-Iraq war in the 1980s, to assembling a huge network of bases after Operation Desert Storm in 1991, to the outright regime-building effort of the Iraq War.

In theory, however, none of this is necessary. America doesn’t really need to worry about who controls the Gulf, so long as there’s no threat to the oil supply. What it does need is to maintain relations in the region that are friendly, or friendly enough, and able to survive democratic changes in regime—and to prevent any other power from monopolizing the region.

The Carter Doctrine, and the policies that have grown up to enforce it, are based on a set of assumptions about American power that might never have been wholly accurate. They assume America has relatively little persuasive influence in the region, but a great deal of effective police power: the ability to control major events like regional wars by supporting one side or even intervening directly, and to prevent or trigger regime change.

Our more recent experience in the Middle East has taught us the opposite lesson. It has become painfully clear over the last 10 years that America has little ability to control transformative events or to order governments around. Over the past decade, when America has made demands, governments have resolutely not listened. Israel kept building settlements. Saudi Arabia kept funding jihadis and religious extremists. Despots in Egypt, Syria, Tunisia, and Libya resisted any meaningful reform. Even in Iraq, where America physically toppled one regime and installed another, a costly occupation wasn’t enough to create the Iraqi government that Washington wanted. The long-term outcome was frustratingly beyond America’s control.

When it comes to requests, however, especially those linked to enticements, the recent past has more encouraging lessons. Analysts often focus on the failings of George W. Bush’s “freedom agenda” period in the Middle East; democracy didn’t break out, but the evidence shows that no matter how reluctantly, regional leaders felt compelled to respond to sustained diplomatic requests, in public and private, to open up political systems. It wasn’t just the threat of a big stick: Egypt and Israel weren’t afraid of an Iraq-style American invasion, yet they acceded to diplomatic pressure from the secretary of state to liberalize their political spheres. Egypt loosened its control over the opposition in 2005 and 2006 votes, while Israel let Hamas run in (and win) the 2006 Palestinian Authority elections. Even prickly Gulf potentates gave dollops of power to elected parliaments. It wasn’t all that America asked, but it was significant.

Paradoxically, by treating the Persian Gulf as an extension of American territory, Washington has reduced itself from global superpower to another neighborhood power, one than can be ignored, or rebuffed, or hectored from across the border. The more we are committed to the Carter Doctrine approach, which makes the military our central tool and physical control of the Gulf waters our top priority, the less we are able to shape events.

The past decade, meanwhile, suggests that soft power affords us some potent levers. The first is money. None of the Middle Eastern countries have sustainable economies; most don’t even have functional ones. The oil states are cash-rich but by no means self-sufficient. They’re dependent on outside expertise to make their countries work, and on foreign markets to sell their oil. Even Israel, which has a real and diverse economy, depends on America’s largesse to undergird its military. That economic power gives America lots of cards to play.

The second is defense. The majority of the Arab world, plus Israel, depends on the American military to provide security. In some cases the protection is literal, as in Bahrain, Qatar, and Kuwait, where US installations project power; elsewhere, as in Saudi Arabia, Egypt, and Jordan, it’s indirect but crucial. (American contractors, for instance, maintain Saudi Arabia’s air force.) America’s military commitments in the Middle East aren’t something it can take or leave as it suits; it’s a marriage, not a dalliance. A savvier diplomatic approach would remind beneficiaries that they can’t take it for granted, and that they need to respond to the nation that provides it.

***

The Carter Doctrineclearly hasn’t worked out as intended; America is more entangled than ever before, while its stated aims—a secure and stable Persian Gulf, free from any outside control but our own—seem increasingly out of reach. A growing, bipartisan tide of policy intellectuals has grappled with the question of what should replace it, especially given our recent experience.

One response has been to seek a more morally consistent strategy, one that seeks to encourage a better-governed Middle East. This idea has percolated on the left and the right. Alumni of Bush’s neoconservative foreign-policy brain trust, including Elliott Abrams, have argued that a consistent pro-democratic agenda would better serve US interests, creating a more stable region that is less prone to disruptions in the oil supply. Voices on the left have made a similar argument since the Arab uprisings; they include humanitarian interventionists like Anne-Marie Slaughter at Princeton, who argue for stronger American intervention in support of Syria’s rebels. Liberal fans of development and political freedoms have called for a “prosperity agenda,” arguing that societies with civil liberties and equitably distributed economic growth are not only better for their own citizens but make better American allies.

Then there’s a school that says the failures of the last decade prove that America should keep out of the Middle East almost entirely. Things turn out just as badly when we intervene, these critics argue, and it costs us more; oil will reach markets no matter how messy the region gets. This school includes small-footprint realists like Stephen Walt at Harvard and pugilistic anti-imperial conservatives like Andrew Bacevich at Boston University. (Bacevich argues that the more the US intervenes with military power to create stability in the oil-producing Middle East, the more instability it produces.)

While the realists think we should disentangle from the region because the US can exert strategic power from afar, others say we should pull back for moral reasons as well. That’s the argument made over the last year by Toby Craig Jones, a political scientist at Rutgers University who says that the US Navy should dissolve its Fifth Fleet base so it can cut ties with the troublesome and oppressive regime in Bahrain. America’s military might guarantees that no power—not Iran, not Iraq, not the Russians—can sweep in and take control of the world’s oil supply. Therefore, the argument goes, there’s no need for America to attend to every turn of the screw in the region.

What’s clear, from any of these perspectives, is that the Carter Doctrine is a blunt tool from a different time. It’s now possible, even preferable, to craft a policy more in keeping with the modern Middle East, and also more in line with American values. It might sound obvious to say that Washington should be pushing for a liberalized, economically self-sufficient, stable, but democratic Middle East, and that there are better tools than military power to reach those aims. In fact, that would mark a radical change for the nation—and it’s a course that the next president may well find within his power to plot.

[Published in The New Republic.]

Hassan Nasrallah has always been more sophisticated than the caricatured nightmare featured in the breathless propaganda of Hezbollah’s many enemies. Even at his most noxious he usually managed to present himself as a man of principle. That’s why it was almost sad to see Nasrallah this week pandering like an old-time Arab despot to public anger over the misbegotten Prophet Mohammed YouTube clip.

“America, which uses the pretext of freedom of expression needs to understand that putting out the whole film will have very grave consequences around the world,” Nasrallah said at a Hezbollah rally on September 17, one of the exceedingly rare occasions on which he appeared in public since he went into hiding during the 2006 war between Israel and Lebanon. “The world should know our anger will not be a passing outburst but the start of a serious movement that will continue on the level of the Muslim nation to defend the Prophet of God.” Though the message sounds militant, it was actually just a flailing attempt to catch up to developments elsewhere in the region. Hezbollah, which used to set the Arab world’s trends, now finds itself forced to opportunistically jump on the latest global Islamist bandwagon.

In fact, Hezbollah’s embrace of the controversy over the video marks a final stage of its speedy evolution from revolutionary militant resistance movement to Machiavellian establishment power center. Lebanon’s Party of God once literally threw bombs at those who stood in the way of its ideology, attacking powerful enemies like America and Israel as well as smaller rivals at home. Today, Hezbollah represents the very sort of power it used to oppose. It dominates Lebanese politics as the majority party, choosing the prime minister; it commands a formidable standing army; its complicity in domestic political assassinations no longer is credibly debated; and it remains comfortable with its deep, compromised embrace of Bashar Al-Assad’s criminal regime in Syria.

There’s no mystery here: Hezbollah has become essentially conservative, fearful of the status of its political interests and financial and military networks. The very fact that Nasrallah felt compelled to risk emerging from his underground safe haven suggests that he fears very seriously for his organization’s future. It’s a remarkable change for a movement that was once confident in its ideological rigor and in its ability to earn unparalleled popular support in the region.

IN THE FIRST two decades of Nasrallah’s stewardship, Lebanon’s Party of God transformed itself from a potent but small militant group, best known for spectacular terrorist attacks, into the driver of the Axis of Resistance, crafting a widely appealing message of nationalism and fearless self-reliance built on an uncompromising opposition to Israel and the United States. Just two years ago, Nasrallah was still crowing about an open war with Israel and was still reaping the political benefit of being seen as the sole Arab leader to stand up to the U.S. and Israel.

Today, of course, his critical patron in Syria is teetering, threatening to vastly curtail Hezbollah’s military power, and his source of money and weapons in Iran is distracted by sanctions, a feeble economy and its nuclear showdown with the West. More importantly, the Arab world is awash in genuine retail politics. Indeed, what ultimately broke Hezbollah’s monopoly on popular legitimacy—what ultimately put the Axis of Resistance to rest as a meaningful political or ideological bloc in the Middle East—were the Arab revolts.

Like any establishment power with too much to lose, Hezbollah has kept a distance from uprisings that empower competitors. Still, there is no denying that those rivals have risen throughout the region; fire-breathers and populists have taken position all along the political spectrum from the Islamist right to the secular-anarchist left.

In Egypt, the Muslim Brotherhood embraces many similar views to Hezbollah, without the call to violence and regional war. There are Salafi extremists running political parties, and there are secular nationalists who sound every bit as uncompromising as Hezbollah when it comes to Israel. To round out the picture, there are voices that oppose violence and endorse diplomacy and pluralistic electoral politics, again along all parts of the spectrum (although sadly, they form a minority). Even Hamas, one of the four pillars of the Axis, has quietly quit its alliance with Syria (and its reliance on Iranian money), gambling that a dignified and principled stand against Bashar Al-Assad will pay handsome long-term dividends in popularity and legitimacy.

Hezbollah, however, calculated that it had no such option. The Assad regime has long allowed Syria to serve as Hezbollah’s rear staging area. Weapons transit through the Damascus airport to Hezbollah training camps and depots. In times of war, trucks can ferry all manner of material into Lebanon from safe havens in Syria. Without Syria, Hezbollah could find itself isolated in the tiny confines of Lebanon, where about half the population detests Hezbollah and its project. For now, Hezbollah’s hard power is undiminished, but the future doesn’t look so secure for the Party of God.

And so, backed into a corner, Hezbollah has responded to the radical transformation of Arab politics much like American policy makers, improvising on an ad hoc basis. Hezbollah has doubled down on its anti-Israel and anti-American credentials, but has abandoned the more inclusive nationalistic part of its resistance credo that arguably propelled its meteoric rise and sustained power. Nasrallah used to unabashedly endorse any populist Arab movement that opposed dictatorship at home or Western ambitions abroad. Now, Hezbollah seems to pick and choose the occasions when justice matters: Yes for the Shia of Bahrain, less so for the citizens of Egypt, and not so much for the Sunnis of Syria. When Israel was occupying southern Lebanon or bombing its villages, and U.S.-backed tyrants were oppressing much of the region, the sense of a powerful, monolithic enemy united support behind Hezbollah. The new reality is patently more complex, with none of the old bugbears solely to blame for the Arab world’s woes. Without a villain, Hezbollah’s fundamental recipe for power and legitimacy loses its yeast.

Of course, Hezbollah has never become explicitly or exclusively sectarian. It has managed to maintain a tight, six-year alliance with Lebanon’s largest Christian party, Michael Aoun’s Free Patriotic Movement. But this has never been an especially durable strategy. The contradictions are profound and irreconcilable. To some, Hezbollah is a pan-Arab guerilla front against Israel. To some it is a dogmatic Shia religious movement that sincerely embraces Ayatollah Ruhollah Khomeini’s theocratic theology. And to some, it is a shrewd and pragmatic political actor that knows how to make the trains run on time. Yet, it cannot be all of these things at once.

Hezbollah has never been free of such tensions and Nasrallah has always managed to masterfully hold the movement together despite them. As the disconnect has grown wider, however, the false narrative that Hezbollah uses to bridge the gap has grown ever more tenuous. It’s getting harder for even Hezbollah’s most committed supported to believe that Syria’s uprising is a foreign, American-backed plot to massacre innocents, create sectarian strife, and impose Israeli hegemony over the Levant. As the civil war next door spills ever more toxically across the border into Lebanon, claiming lives in Hezbollah’s neighborhoods, it has become impossible to maintain the charade of denial. As the nature of the Syrian regime’s brutality (and the cynicism with which Nasrallah has blessed it) begins to sink in, Hezbollah risks ending up looking more and more like a Shia sectarian movement, just another player in a polarized regional struggle.

If history is any guide, of course, Hezbollah will be nimble and adaptive, and use any circumstances possible to turn a bleak outlook to its advantage. Some holes, however, are too deep to climb out of. The fall of the House of Assad might be one of them. And, judging from his flailing, Nasrallah himself seems to know it.

President Obama struck a powerful chord last night when asked about Egypt’s tepid response to the incursion on the American Embassy in Cairo. “I don’t think that we would consider them an ally, but we don’t consider them an enemy,” Obama told Telemundo. The American president’s pointed observation balanced the need to put Egypt on notice against the importance, in diplomacy, of not sounding like a scold.

In this case, Egypt’s president Mohamed Morsi has behaved like a recalcitrant populist, trying to benefit domestically from anger over a private American film that insulted Islam, while not losing any of America’s vital support for Egypt. Perhaps Morsi has read recent Egyptian history and concluded that Cairo’s support is so important that Washington will bear any humiliation in order to retain the special military and security relationship. Yet all international relations have their limits; and Morsi might have forgotten that America accepted a great amount of bad behavior by the SCAF during the 18-month transitional period that followed Mubarak’s fall — but now we’re dealing with an elected sovereign government with a popular mandate and popular accountability. This is the real thing, a democratically governed Egypt. Its president is now responsible for his behavior and for his country’s policy.

In a chat yesterday on Capital New York, I said that Obama would need to pointedly express America’s anger toward Egypt.

Don’t get me wrong: he needs to “engage” the Brotherhood, which means, “have relations” with it. In this case, the engagement should consist of a cold, angry, demand: that they immediately condemn the invasion of the embassy grounds, and that they act responsibly to cool anti-American sentiment—if they expect our financial aid, our military aid, and our indispensable support in getting the IMF and other international assistance vital to Egypt’s economic survival. … I think it will hurt Obama if he doesn’t criticize Egypt aggressively, and in public. And I think the damage could grow if people connect these breaches to America’s broader directionless in the wake of the Arab uprisings.

That’s the real problem, by the way—not the stuff Romney is bringing up.

Obama might finally be making some progress, a year and a half late, in coining a coherent response to the Arab uprisings. His comments about Egypt suggest that Washington is mature and wise enough to begin navigating that gray area between subservient client state and outright enemy; most of the post-uprising Arab world will fall somewhere in that confusing terrain that houses most sovereign states, neither “with us” nor “against us.”

America is contemplating an Egypt that won’t march in lockstep with all its interests. Egypt doesn’t want to go to war with Israel for its own reasons, but it’s likely to be much more hostile and less cooperative there. Same on defense and counter-terrorism. Cairo and Washington will have to negotiate their limited shared interests. The flip side, however, might not yet have dawned on Egypt’s new leaders; America is under no obligation to underwrite Egypt’s military and to a lesser degree is economy with no-strings-attached billions. An independent Egyptian government (or depending on your perspective, an irritating one) will surely be a boon to Egypt’s sense of honor, pride, and autonomy. But it won’t come without consequences. Angering an American government, even a patient one, still carries costs.

[Originally published in The Boston Globe Ideas section.]

The more consistent version of the world order, which Schmidt describes as a fluid “society of states,” is one in which governments have always jockeyed for power with private interests, outside powers, or meddling clerics; in which borders and lines of influence are much fuzzier than we might like to think.It is at once messier and more enduring than the static ideal that has driven our understanding of states for centuries. Schmidt’s argument suggests that there is less cause for alarm than we often think in threats to sovereignty, and also that the past may be a richer source than we realize for useful experiments to resolve the problems of today.

The primacy of sovereign nations, in the long view, is a recent development of history. In Europe, before the Peace of Westphalia, the continent’s city-states competed with larger kingdoms and the Holy Roman Empire in a perpetual violent struggle for territory and resources. It was hard to distinguish among different kinds of authority. In some places, the pope held sway; in others, a monarch; in still others, a family or group of families whose power stemmed less from their territory than from the wealth they created through commerce or industry.

In this welter of influence, 1648 undeniably marked a watershed. The Westphalian Peace took shape during four years of negotiations and congresses, culminating in a series of peace treaties that gave states more authority at the expense of the Vatican. It marked the maturation of a method of state-to-state negotiation that already existed in inchoate form then, and which today continues to be the basis of diplomacy.But, Schmidt points out, that moment did not mark as clear-cut a change as the history books often have it. The Holy Roman Empire, whose influence was rooted in faith rather than territory, persisted as a power in Europe for 150 years afterward. Religious and ethnic strife continued, and Europe hosted a long parade of wars right into the contemporary era. Economically speaking, Schmidt argues, an international gold standard bound the world’s treasuries much more tightly than they are connected today, while in the colonial era joint-stock ventures like the British East India Company had influence that dwarfed that of their descendants such as the contemporary oil giant BP.

Schmidt traces the intellectual history of Westphalia among political philosophers, and argues that until the 20th century, scholars and policy makers retained a much more accurate view of its historical context and ambiguous legacy. Some argued that Westphalia had created the first international order; some that it pioneered a fledgling notion of sovereignty. Some went so far as to claim it was a precursor of the League of Nations. But all of them saw Westphalia as a murky transition point along a continuum, a historical moment as complex and inconclusive as the Treaty of Versailles in 1918.

After World War II, however, the idea of inviolable sovereignty took on new importance because of the imperative to stabilize a deeply shaken international system. In crafting a new world order, it was to the Westphalian ideal that leaders and their advisers turned. A new, almost purist view of Westphalia undergirded the design of the United Nations, the Bretton Woods institutions, and the norms of non-intervention that kept Cold War conflicts from mushrooming.The world had good reasons to embrace such an ideal. A half century of wanton intervention and blood-letting created a desire for stability; now, only under narrowly defined conditions spelled out in the United Nations charter could nations intervene in the affairs of others—and they could only do so with the blessing of the UN Security Council. The goal was practical: to end a horrific era of wars. The means was abstract: the adoption of an ideal form of national sovereignty.Even the promoters of this new, ahistorical view of Westphalia noted that it vastly simplified the real history of state-to-state relations. Richard Falk, a giant in the fields of international law and international relations, argued in a seminal 1969 paper about the emerging 20th-century international legal order that is was more “convenient” to refer to the concepts of Westphalia than to its actual history.During the Cold War and the subsequent surge of “globalization,” Schmidt argues, “Westphalia” and “sovereignty”devolved into lazy placeholders for thinkers struggling to make sense of an economically interconnected world straddled by expansive American and Soviet militaries. And today they represent a simplified view that misleads us into seeing old dynamics—like porous borders, free trade pacts, humanitarian interventions, and failing states—as new bogeymen.“Especially with globalization, ‘Westphalia’ just got used as a contrast to what people saw as new trends,” Schmidt says.

I n part, Schmidt’s argument offers historical comfort. If problems such as international monetary crises and clerical incursions into politics have been around for a half a millennium (or more), and we’ve survived—even prospered—then we’ll probably survive today’s threats as well.It carries some risk of indifference, of course—of deciding we shouldn’t worry when we see China accumulating US debt, or Iranian clerics trying to pull the strings in Iraq. But his insight also carries the promise that we can mine the past for solutions to today’s problems. If we’re concerned with managing today’s international financial system, for example, we can look at how 19th-century economies weathered fluctuations caused by the international gold standard. If we’re trying to figure out how to manage failing states and the violence they spawn, we can look at the late stages of the Ottoman Empire’s collapse. If we want to think realistically about ways to intervene in Syria, or reasons not to, we can look at France’s misadventures in 1860 when it sent its military to defend the Maronite community in Lebanon, then an Ottoman province.

Though Schmidt’s research runs against the grain of the dominant thinking among policy makers and international relations scholars, who often treat sovereignty and the state system as nearly sacrosanct, it echoes the work of other scholars who believe the world needs to be understood in more dynamic terms. The Stanford University political scientist Stephen Krasner, for example, has explored the idea of “shared sovereignty” to promote better governance in poorly ruled or failing states: Arguing that sovereignty can be treated almost as a commodity, he suggests that nations can, and should, be convinced to share sovereignty over some sector when needed, as Europe did with its security when it joined a US-led NATO.If we grow comfortable with a more realistic image of the world as a “society of states,” rather than the idealized version in which every nation is a separate castle, we will be more adaptable in a multilayered, globalized world. Just as private influence-peddling and transnational insurgencies are less new threats than old phenomena, so contemporary progressive ideas like “shared sovereignty,” “the responsibility to protect,” and the International Criminal Court are simply new incarnations of time-honored practices.All these things might not be the breakdown in the proper political order of the world that they seem, in other words: They might actually be an integral part of that very order.

A very interesting conversation on Warren Olney’s To the Point over the implications of Morsi trying to take control. On the one hand, he actually has a mandate, public support, and a known ideology. On the other hand, the Muslim Brotherhood and now Morsi, during the transition, have time and again made self-serving power grabs and exhibited a propensity for authoritarianism. Listen here for a sometimes sharp debate involving me, Marc Lynch, Ehud Yaari, and Kareem Fahim.

 The case that a political term has outlived its usefulness

[Originally published in The Boston Globe Ideas section.]

To watch the Arab world’s political transformation over the past year has been, in part, to track the inexorable rise of Islamism. Islamist groups—that is, parties favoring a more religious society—are dominating elections. Secular politicians and thinkers in the Arab world complain about the “Islamicization” of public life; scholars study the sociology of Islamist movements, while theologians pick apart the ideological dimensions of Islamism. This March, the US Institute for Peace published a collection of essays surveying the recent changes in the Arab world, entitled “The Islamists Are Coming: Who They Really Are.”

From all this, you might assume that “Islamism” is the most important term to understand in world politics right now. In fact, the Islamist ascendancy is making it increasingly meaningless.

In Tunisia, Libya, and Egypt, the most important factions are led overwhelmingly by religious politicians—all of them “Islamist” in the conventional sense, and many in sharp disagreement with one another over the most basic practical questions of how to govern. Explicitly secular groups are an exception, and where they have any traction at all they represent a fragmented minority. As electoral democracy makes its impact felt on the Arab world for the first time in history, it is becoming clear that it is the Islamist parties that are charting the future course of the Arab world.

As they do, “Islamist” is quickly becoming a term as broadly applicable—and as useless—as “Judeo-Christian” in American and European politics. If important distinctions are emerging within Islamism, that suggests that the lifespan of “Islamist” as a useful term is almost at an end—that we’ve reached the moment when it’s time to craft a new language to talk about Arab politics, one that looks beyond “Islamist” to the meaningful differences among groups that would once have been lumped together under that banner.

Some thinkers already are looking for new terms that offer a more sophisticated way to talk about the changes set in motion by the Arab Spring. At stake is more than a label; it’s a better understanding of the political order emerging not just in the Middle East, but around the world.

THE TERM “ISLAMIST” came into common use in the 1980s to describe all those forces pushing societies in the Islamic world to be more religious. It was deployed by outsiders (and often by political rivals) to describe the revival of faith that flowered after the Arab world’s defeat in the 1967 war with Israel and subsequent reflective inward turn. Islamist preachers called for a renewal of piety and religious study; Islamist social service groups filled the gaps left by inept governments, organizing health care, education, and food rations for the poor. In the political realm, “Islamist” applied to both Egypt’s Muslim Brotherhood, which disavowed violence in its pursuit of a wealthier and more powerful Islamic middle class, and radical underground cells that were precursors to Al Qaeda.

What they had in common was that they saw a more religious leadership, and more explicitly Islamic society, as the antidote to the oppressive rule of secular strongmen such as Hafez al-Assad, Hosni Mubarak, and Saddam Hussein.

Over the years, the term “Islamist” continued to be a useful catchall to describe the range of groups that embraced religion as a source of political authority. So long as the Islamist camp was out of power, the one-size-fits-all nature of the term seemed of secondary importance.

But in today’s ferment, such a broad term is no longer so useful. Elections have shown that broad electoral majorities support Islamism in one flavor or another. The most critical matters in the Arab world—such as the design of new constitutional orders in Egypt, Tunisia, and Libya—are now being hashed out among groups with competing interpretations of political Islam. In Egypt, the non-Islamic political forces are so shy about their desire to separate mosque from government that many eschew the term “secular,” requesting instead a “civil” state.

In Tunisia’s elections last fall, the Islamist Ennahda Party—an offshoot of the Muslim Brotherhood—swept to victory, but is having trouble dealing with its more doctrinaire Islamist allies to the right. In Libya, virtually every politician is a socially conservative Muslim. The country’s recent elections were won by a party whose leaders believe in Islamic law as a main reference point for legislation and support polygamy as prescribed by Islamic sharia law, but who also believe in a secular state—unlike their more Islamist rivals, who would like a direct application of sharia in drafting a new constitutional framework.

In Egypt, the two best-organized political groups since the fall of Mubarak have been the Muslim Brotherhood and the Salafi Noor Party—both “Islamist” in the broad sense, but dramatically different in nearly all practical respects. The Brotherhood has been around for 84 years, with a bourgeois leadership that supports liberal economics and preaches a gospel of success and education. The rival Salafi Noor Party, on the other hand, includes leaders who support a Saudi-style extremist view of Islam that holds the religious should live as much as possible in a pre-modern lifestyle, and that non-Muslims should live under a special Islamic dispensation for minorities. A third Islamist wing in Egypt includes the jihadists—the organization that assassinated President Anwar Sadat in 1981, which has officially renounced violence and has surfaced as a political party. (Its main agenda item is to advocate the release of “the blind sheikh,” Omar Abdel-Rahman imprisoned in the United States as the mastermind of the 1993 World Trade Center bombing.)

“ISLAMIST” MIGHT BE an accurate label for all these parties, but as a way to understand the real distinctions among them it’s becoming more a hindrance than a help. A useful new terminology will need to capture the fracture lines and substantive differences among Islamic ideologies.

In Egypt, for example, both the Muslim Brotherhood and the Salafis believe in the ultimate goal of a perfect society with full implementation of Islamic sharia. Yet most Brothers say that’s an abstract and unattainable aim, and in practice are willing to ignore many provisions of Islamic law—like those that would limit modern finance, or those that would outright ban alcohol—in the interest of prosperity and societal peace. The Salafis, by contrast, would shut down Egypt’s liquor industry and mixed-gender beaches, regardless of the consequences for tourism or the country’s Christian minority.

There’s a cleavage between Islamists who still believe in a secular definition of citizenship that doesn’t distinguish between Muslims and non-Muslims, and those who believe that citizenship should be defined by Islamic law, which in effect privileges Muslims. (Under Saudi Arabia’s strict brand of Islamist government, the practice of Christianity and Shiite Islam is actually illegal.) And there’s the matter of who would interpret religious law: Is it a personal matter, with each Muslim free to choose which cleric’s rulings to follow? Or should citizens be legally required to defer to doctrinaire Salafi clerics?

Many thinkers are trying to craft a new language for the emerging distinctions within Islamism. Issandr El Amrani, who edits The Arabist blog and has just started a new column for the news site Al-Monitor about Islamists in power, suggests we use the names of the organizations themselves to distinguish the competing trends: Ikhwani Islamists for the establishment Muslim Brothers and organizations that share its traditions and philosophy; Salafi Islamists for Salafis, whose name means “the predecessors” and refers to following in the path of the Prophet Mohammed’s original companions; and Wasati Islamists for the pluralistic democrats that broke away from the Brotherhood to form centrist parties in Egypt.

Gilles Kepel, the French political scientist who helped popularize the term “Islamist” in his writings on the Islamic revival in the 1980s, grew dissatisfied with its limits the more he learned about the diversity within the Islamist space. By the 1990s, he shifted to the more academic term “re-Islamification movements.” Today he suggests that it’s more helpful to look at the Islamist spectrum as coalescing around competing poles of “jihad,” those who seek to forcibly change the system and condemn those who don’t share those views, and “legalism,” those who would use instruments of sharia law to gradually shift it. But he’s still frustrated with the terminology’s ability to capture politics as they evolve. “I’ve tried to remain open-eyed,” he said.

It’s also helpful to look at what Islamists call themselves, but that only offers a perfunctory guide, since many Islamists consider religion so integral to their thinking that it doesn’t merit a name. Others might seek for domestic political reasons to downplay their religious aims. For example, Turkey’s ruling party, a coterie of veteran Islamists who adapted and subordinated their religious principles to their embrace of neoliberal economics, describes itself as a party of “values,” rather than of Islam. In Libya, the new government will be led by the personally conservative technocrat Mahmoud Jibril; though his party could be considered “Islamist” in the traditional sense, it’s often identified as secular in Western press reports, to distinguish it from its more religious rivals. Jibril himself prefers “moderate Islamic.”

The efforts to come up with a new language to talk about Islamic politics are just beginning, and are sure to evolve as competing movements sharpen their ideologies, and as the lofty rhetoric of religion meets the hard road of governing. The importance of moving beyond “Islamism” will only grow as these changes make themselves felt: What we call the “Islamic world” includes about a quarter of the world’s population, stretching from Muslim-majority nations in the Arab world, along with Turkey, Pakistan, and Indonesia, to sizable communities from China to the United States. For Islam, the current political moment could be likened to the aftermath of 1848 in Europe, when liberal democracy coalesced as an alternative to absolute monarchy. Only after that, once virtually every political movement was a “liberal” one, did it become important to distinguish between socialists and capitalists, libertarians and statists—the distinctions that have seemed essential ever since.

The Immanent Frame at SSRC has done a nice roundup of social science types on the Egyptian revolution (dubiously including me). It’s a good lineup, worth the read here.

[Originally published in The Boston Globe.]

Right now, the Islamic world is in the midst of a grand experiment. After decades facing an unappetizing choice among secular dictatorship, monarchy, and Iranian-style theocracy, nations across the region are grappling with how to build genuinely modern governments and societies that take into account the Islamist principles shared by a majority of voters.

As they do, a shadow hangs over their prospects. Islamic nations in the Middle East on the whole have underperformed their counterparts in the West. Asian nations that were poorer than the Arab world at the beginning of the Cold War have overtaken the Middle East. And promising experiments with democracy have been few and far between.

The question of why is a contentious one. Has the Islamic world been held back by its treatment at the hands of history? Or could the roots of the problem lie in its shared religion—in the Koran, and Islamic belief itself?

A provocative new answer is emerging from the work of Timur Kuran, a Turkish-American economist at Duke University and one of the most influential thinkers about how, exactly, Islam shapes societies. In a growing body of work, Kuran argues that the blame for the Islamic world’s economic stagnation and democracy deficit lies with a distinct set of institutions that Islamic law created over centuries. The way traditional Islamic law handled finance, inheritance, and incorporation, he argues, held back both economic and political development. These practices aren’t inherent in the religion—they emerged long after the establishment of Islam, and have partly receded from use in the modern era. But they left a profound legacy in many societies where Islam held sway.

Kuran’s critics think he unfairly impugns religious law. Pakistani scholar Arshad Zaman argues that Kuran misunderstands the very nature of Islamic law and business practice, which elevate worthwhile economic goals such as income equality and social justice above growth. Others argue that the harm suffered at the hands of legacy Western colonial powers is far more important in explaining why the Muslim world is struggling today.

Kuran himself sees his work as coming from a sympathetic perspective: He wants to combat the argument that Islam is incompatible with modernity and liberty, a notion he decries as “one of the most virulent ideas of our time.” He worries about anti-Islamic sentiment from outside the religion, as well as the rigid and defensive posture of some orthodox Islamists. (He pointedly avoids discussing his own faith. “I write as a scholar,” he says.)

Thanks in part to this careful navigation, Kuran’s scholarship gives economists, and perhaps political leaders in the Middle East, a way to talk about the Islamic world’s problems without resorting to crude stereotypes or heightened “clash of civilizations” rhetoric. In Kuran’s analysis, Islam itself is neither the problem nor the solution; indeed, most of the rigid practices have long been supplemented by or in some cases abandoned for more Western models.

However, his work does carry stark implications for countries such as Egypt, Libya, and Tunisia, whose emerging political futures are likely to be shaped by Islamist majorities or pluralities. A democratic renaissance could paradoxically lead to more stagnation if it imposes calcified institutions of Islamic yesteryear on modern society. If Kuran is right, the nations of the Arab Spring face a conundrum: The institutions most in keeping with societies’ religious principles could be the ones most likely to hold it back.

***

While Europe suffered centuries of decline and intellectual darkness, the early Islamic world bubbled with vitality. Competing schools of Islamic jurisprudence produced texts still consulted as references today, while merchants and caliphs left copious written records for future scholars to study. In the course of his work, Kuran was able to comb through business records and commercial ledgers spanning more than a millennium.

What he found, he says, was that two legal traditions pervasive in the Islamic world became especially limiting: the laws governing the accumulation of capital, and those governing how institutions were organized. The growth of capital was limited by laws of inheritance and Islamic partnership, which required that large fortunes and enterprises be split up with each passing generation. The waqf, or Islamic trust, had even greater ramifications, because it determined the structure of most social relationships and had wide-ranging consequences for civil society.

Under Islamic law, the trust—rather than the corporation—is the most common legal unit of organization for entities outside the government. Until modern times, cities, hospitals, schools, parks, and charities were all set up and governed by the immutable deed of an Islamic trust. Under its terms, the founder of the trust donates the land or other capital that funds it in perpetuity, and sets its rules in the deed. They can never be altered or amended. The waqf was developed by Islamic scholars in the centuries after the religion was established, drawing on Koranic principles barring usury and demanding justice in business. (It is not an institution stipulated by the Koran itself.) Much like a trust in the West, a waqf is not “governed” so much as executed. It is also limited in what it can do. A waqf is prohibited from engaging in politics, which means it cannot form coalitions, pool its resources with other organizations, or oppose the state.

Drawing on voluminous study of the mechanisms of money, power, and law going back to the 7th century founding of Islam, Kuran draws a picture of nations whose rulers wielded central and often highly authoritarian power, and faced little challenge from either business owners or a waqf-bound civil society.

Over time, he argues, this structure led to a radically different social system than the one that arose in the West. There, the rise of the corporation created a vehicle for prosperity and a civilian counterweight to state power—an institution that could adapt and grow, survive from one generation to the next, and pay benefits to its shareholding owners, who are thus motivated to steer it toward expansion and influence. Nonprofit corporations enjoy similar flexibility and freedom of action, though they don’t have shareholders.

“In the West, you had universities, unions, churches, organized as corporations that were free to make coalitions, engage in politics, advocate for more freedoms, and they became a civil society,” Kuran said in an interview. “Democracy is a system of checks and balances. It can’t develop if a population is passive.”

In modern times, Islamic nations have adopted Western institutions like corporations and banks to manage their affairs. Municipalities and private enterprise are now more commonly incorporated rather than set up as trusts. But the trust remains pervasive, especially in the realm of social services: Hospitals, schools, and aid societies are still almost always trusts rather than corporations—a factor that correlates with their quiescence in balancing state power.

In focusing on the specific legal institutions of Islamic civic life, Kuran’s thesis directly targets those “apologists” who blame the economic and political problems of the Middle East solely on colonialism and other outside forces. He also takes aim at essentialists who hold Islam as a religion responsible for the problems of Islamic countries. In fact, he argues, Islamic states that have embraced modernization programs and gone through the sometimes painful process of adopting new institutions, as Turkey and Indonesia have, have had great success in developing both democracy and economic prosperity widely shared among citizens.

***

While some critics attack Kuran from an Islamic perspective, like Arshad Zaman, others share his approach but dispute his findings. Maya Shatzmiller, a historian at Western University in Canada, believes that the real specific causes of economic growth are particular to the circumstances of each individual region, and that by focusing on some notional qualities common to the entire Islamic world, his work generically indicts Islam without offering real insight into the economic problems of individual Middle Eastern states.

Kuran believes the evidence of a gap between the Islamic world and the West is undeniable and merits serious examination of what those countries have in common. And it’s patronizing, he writes, to suggest that the Islamic world will be offended by a vigorous debate on the subject.

Kuran’s approach has influenced other social scientists to use similar tools in the hope of offering more precise and useful answers. Eric Chaney, a Harvard economist, uses the mathematical modeling of econometrics to pinpoint the historical factors that correlate with lagging democratization and development in the Islamic world. Jared Rubin, an economist at Chapman University in California, studies the effect of technologies like the printing press on economic disparities. Jan Luiten van Zanden, a renowned Dutch historian, has begun a deep comparative study of the organization of cities in the Islamic world and the West.

For the new architects of Islamic politics, Kuran’s work offers a clear blueprint, though perhaps a difficult one to follow. It suggests that states heavily reliant on Islamic law may need to reformulate their approach, extending Western-style rules to organize their nonstate entities: banks, companies, nonprofits, political parties, religious societies. Over time, this will seed a more empowered civic society and ultimately pull greater numbers of citizens into the fabric of political life.

It’s a challenge, however. Authoritarian states are unlikely to promote reforms that will weaken their control. And the resurgence of Islamist politics has created a new wave of support for a more doctrinaire application of Islamic law and traditions.

Another barrier to reform is the slow pace of cultural change. Once modern institutions are in place, Kuran warns, it takes a long time for their use to become widespread and for people to trust them. Simply put, for an institution to grow powerful and influential, whether it’s a bank or a political party, it needs to build support from a large, trusting public of strangers. Much of the Middle East still operates on smaller units, in which customers or citizens expect to know who’s running the company or institution that serves them. For example, Kuran points out that despite the prevalence of banks, only one in five families in the Arab world actually has a bank account. (By comparison, three in five Turkish families have bank accounts, and nearly every US family does.)

Most broadly, change requires a shift in the constraints on civil society. In recent decades, Middle Eastern regimes have systematically destroyed any opposition and kept rigid control over the media, official religious groups, and any body that might develop a political identity, from university faculty to labor unions. The most effective dissent survived deep within mosques, where even the most repressive police states hesitated to go.

In the long run, to end the cycle of autocracy and violence, the Islamic world will need space for civil society to grow outside the constraints of the state and the mosque. Only then will citizens grow accustomed to making decisions that have traditionally been made on their behalf. And breaking the old habits, on the street and in election booths, will likely take time.

“The state itself,” Kuran says, “cannot change the way people relate to each other.”

WBUR’s Robin Young continues her show’s valiant effort to keep up with confusion in Egypt. We talked on Friday; you can find the broadcast here.

Protesters sing the national anthem as they rally against the dissolving of parliament, at the parliament building in Cairo June 19, 2012. (photo by REUTERS/Asmaa Waguih)

[Read the full story at Al-Monitor.]

From the Mediterranean coast to the desert plateau, Egypt is awash with rumors that have whipped the populace into a state of acute anxiety. Word has spread that a renewed state of emergency is imminent or that the Muslim Brothers plan to deploy a militia to the streets, that families should stock up on fuel or food because of “dark days ahead,” that a curfew will be imposed, that Hosni Mubarak’s death will delay a new president taking office or that last weekend’s election will have to be run again because of massive fraud.

The state of panic points to two sad trends: The military is consolidating power with increasing directness and public support, while the entire civilian political sphere has fractured to a degree that beggars the prospect of effective cooperation. Forget about unity in the face of a crusty military junta flush with victory. The moment for revolutionary system-change might well have passed for now. Instead, we can expect a period of retrenchment, nasty political infighting and polarization, all of which will benefit the authoritarians in charge.

No matter who is designated the winner this weekend (or in the eventuality that authorities indefinitely postpone a ruling on the disputed presidential race), the real victor will be the Supreme Council of the Armed Forces, or SCAF.

Meanwhile, the Muslim Brotherhood, whose candidate decisively won the presidential race by its own count, has promised not to resort to force if the unaccountable electoral authority awards the election to the ex-regime’s candidate, who has promised a “surprise.”

Either way, the next president will take office in the shadow of the ruling SCAF, which has boldly written itself into a position of dominance with a series of arbitrary court decisions and a temporary constitution that extends the military’s control almost indefinitely.

Primary responsibility for all of this mess rests with the military, which introduced a process designed to enervate the public through confusion, uncertainty and a long, constantly shifting timetable. Since Mubarak stepped down, the military has been in complete control. Lest people forget, it is the military that massacred peaceful protesters at Maspero in October 2011, and the military that is responsible for a state media that has peddled noxious sectarian propaganda against the Brotherhood and a xenophobic smear campaign to undermine the revolutionary youth.

No matter the sins of the Muslim Brotherhood and the liberals since they were sworn in as members of parliament in January, it’s important to remember that only the military had the power to drive a political transition, perk up the flailing economy or provide respectable security on the streets. SCAF has failed on all counts.

Nonetheless, the Muslim Brotherhood behaved with reprehensible brittleness and triumphalism. In parliament, it coddled up to the military dictators, refraining from passing legislation to challenge SCAF powers and engaged in majoritarian overreach with its determination to ram through a constitutional convention dominated by Islamists, rather than one built on principles of consensus and universal representation.

And many liberals have chosen to see these freely elected Islamists as a greater threat than the military dictatorship that kills and beats demonstrators, imprisons activists, tries civilians before military courts and insists by fiat or rigged judicial ruling on undoing every single political development that curtails military power.

As Egyptians awaited the decision of the capricious Presidential Election Commission, already delayed to much alarm from Thursday to the weekend, I watched a liberal grandee hector a pair of young revolutionaries. Mohamed Ghonim is a widely respected urologist and polyglot who founded a renowned clinic in the provincial Nile Delta city of Mansoura. Late in the evening at the Books & Beans café bookstore, seated between a baby grand piano and the window, Ghonim wagged his finger at the young men roughly a quarter his age who have spent the last year toppling a dictator, protesting in the streets, and campaigning for the pro-revolution presidential candidates who together took a majority of the vote in the first round but were too fractured to make into the runoff.

“These guys have to learn history and focus on one issue, the constitution, without messing around,” Ghonim said. Ahmed Shafiq, a retired air force general who served as Mubarak’s final prime minister, has promised a restoration of a “state of law” if elected, and is tightly aligned with the worst elements of the old regime’s abuse of power.

Yet Ghonim — like many liberals — appeared unconcerned about a Shafiq victory, stolen or legitimate. He cited Marxist-Leninist theory: The nastier the regime, the greater the clarity and therefore the better for the “second wave of the revolution.” This sort of blithe insouciance about another round of dictatorial revanchism runs deep among liberals, and will serve to further divide and discredit them among both revolutionaries and Islamists.

The SCAF might be comfortable with a Muslim Brotherhood presidency. Their powers are well assured, and they’ll benefit from an Islamist scapegoat in the president’s chair whom they can blame for the coming failures of governance. But the old ruling party apparatus and the police have much more to fear. Under Muslim Brotherhood rule, stalwarts of the National Democratic Party could see their assets confiscated and their local patronage and control machines dismantled. Abusive and once-all-powerful police officials might face prison and certainly can expect to see themselves marginalized or fired from the Ministry of the Interior. For them, this election is an existential contest. Shafiq would save them; Mursi might smite them. Among their ranks they count many of the richest business owners in Egypt, along with the top judges on the Supreme Constitutional Court, who incidentally (and without possibility of appeal!) control the electoral process.

One final matter merits further thought. The entire political class has obsessed about the constitution. What position will it give Islam? Will it stipulate a presidential, parliamentary or hybrid system? The primacy accorded the constitution is puzzling. Of course, the institutions and principles stipulated in the state’s constitution are important, but they are far less determinative than power. Hosni Mubarak eviscerated the rule of law in Egypt despite a decent-enough constitution and theoretical legal framework. The state’s power and intent trump rules. Over the past year and a half, the SCAF has used constitutional declarations, supra-constitutional declarations, the state of emergency and electoral procedures to tie the country in knots. In Egypt today, the law is a joke, issued by generals whose legitimacy is conjured by an unsubstantiated claim of authority, along with the guns that back it up. The courts make a mockery of the law, giving credence to obscene, fabricated complaints against activists filed by ex-regime hacks, dismissing candidates and elected officials on technicalities, exonerating police who kill civilians and contemplating a case to dissolve the Muslim Brotherhood on another technicality.

In fact, the only groups that appear serious about respecting rules and laws are those who have been emasculated by their misuse: the Muslim Brotherhood and the liberal opposition.

The political class appears determined to bring a bunch of lawyers to a gunfight with the SCAF.

Sadly, the moment of revolution has receded and the prospect of serious reform, while still possible, seems at a minimum years away. The malignant malfeasance of Egypt’s security state will continue unabated until it is forced to concede power. Only once the military’s power is stripped and it is sidelined from a transition should elected representatives concentrate their efforts on a new legal blueprint for the state.

Citizens can begin this process by refusing the legitimacy of any decision that comes from the SCAF. The dissolved parliament could meet in Tahrir Square under open air and issue its own constitution and laws. The fairly elected president could convene his cabinet in a café. Revolutionaries could hold sit-ins in government buildings, or better still, on the sidewalks in poor neighborhoods where they could explain their agenda to the wider public.

All this, however, would require a unity of purpose that has escaped a political class in thrall to the narcissism of minor differences, riven by class and sectarian prejudice, and led by craven politicians fatally tempted by the tiny slivers of power tossed to them by the SCAF. Until this mindset changes, we can expect the military to reign smugly over a rebellious but fragmented Egypt.

Girls walk past Muslim Brotherhood campaign posters in Cairo. (Reuters)

[Originally published in The Atlantic.]

The Muslim Brotherhood is inflexible and exclusive, the military power-hungry and self-interested, liberals are in disarray, and a country that badly needs cooperation is once again plagued by division.

CAIRO, Egypt — The Muslim Brotherhood’s Mohamed Morsi appears to have won Egypt’s first contested presidential election in history, a mind-boggling reversal for the underground Islamist organization whose leaders are more familiar with the inside of prisons than parliament. Whether or not Morsi is certified as the winner on Thursday — and there is every possibility that loose-cannon judges will award the race to Mubarak’s man, retired General Ahmed Shafiq — the struggle has clearly moved into a new phase that pits political forces against a military determined to remain above the government.

The ultimate battle, between revolution and revanchism, will remain the same whether Morsi or Shafiq is the next president. It’s going to be a mismatched struggle, one that will require unity of purpose, organization, and the sort of political muscle-flexing that has escaped civilian politicians for the entire 18-month transition process. If they can’t marshal a strong front on behalf of a unified agenda, they are likely to fail to wrestle the most important powers out of the military’s stranglehold.

After a year and a half in direct control, Egypt’s ruling council of generals (the Supreme Council of the Armed Forces, or SCAF) appears to have grown fond of its power. As the presidential vote was being counted, SCAF issued a new temporary constitution that gives it almost unlimited powers, far greater than those of the president. It can effectively veto the process of drafting the new permanent constitution, and it retains the power to declare war.

“We want a little more trust in us,” a SCAF general said in a surreal press conference on Monday. “Stop all the criticisms that we are a state within a state. Please. Stop.”

In fact, all the military’s moves, right up to the last-minute dissolution of parliament and the 11th-hour publication of its extended, near-supreme powers, give Egyptians every reason to distrust it. Sadly, the alternatives are not much more reassuring.

Shafiq, the old regime’s choice, mobilized the former ruling party with an unapologetic, fear-driven campaign, drumming up terror of an Islamic reign while promising a full restoration to Mubarak’s machine. If he ends up in the presidential palace, he could place the secular revolutionaries and the Muslim Brotherhood in harmony for the first time since the early days of Tahrir Square.

Morsi, meanwhile, is known as an organization enforcer, not as a gifted politician or negotiator — which are the skills most in need as Egypt embarks on its high-risk struggle to push aside a military dictatorship determined to remain the power behind the throne.

The Muslim Brotherhood’s candidate has few assets in his corner. He represents the single best-organized opposition group but doesn’t control it. Revolutionary and liberal forces are in disarray. Mistrust, even hatred, of the Muslim Brotherhood has flared among groups that should be the Brotherhood’s natural allies against the SCAF. And the Brotherhood itself has wavered between cutting deals with the military and confronting it when the military changes the terms. Many secular liberals say they relish the idea of the dictatorial military and the authoritarian Islamists fighting each other to exhaustion.

All this division promises a chaotic and difficult transition for Egypt after 18 months of direct military rule. If officials honor the apparent results (an open question, since the elections authority is run by SCAF cronies), Morsi will head an emasculated, civilian power center in the government that will have little more than moral suasion and the bully pulpit with which to face down the SCAF.

While the military’s legal coup overshadows the election results, it doesn’t render them meaningless. The presidency carries enormous authority; managed successfully, it’s the one institution that could begin to counter and undo the military’s evisceration of law and political life.

The example of parliament is instructive. Some observers said from the beginning that a parliament under SCAF would have no real power. But that didn’t turn out to be the problem with the Islamist-controlled parliament. It had symbolic power, and it could pass laws even if the SCAF then vetoed them. What made the parliament a failure was its actual record. It didn’t pass any inspiring or imaginative laws, it repeatedly squashed pluralism within its ranks, and it regularly did SCAF’s bidding. That’s what discredited the Brotherhood and its Salafi allies and led to their dramatic, nearly 20 percent drop in popularity between the parliamentary elections and the first round of presidential balloting five months later.

It would be greatly satisfying if the corrupt, arrogant, and authoritarian machine of the old ruling party were turned back, despite what appears to have been hints of an old-fashioned vote-buying campaign and a slick fear-mongering media push, backed by state newspapers and television. On election day, landowners in Sharqiya province told me the Shafiq campaign was offering 50 Egyptian pounds, or about $8.60, per vote.

But it would be greatly unsatisfying for that victory to come in the form of a stiff and reactionary Muslim Brotherhood leader who appears constitutionally averse to coalition-building and whose political instincts seem narrowly partisan, at a time when Egypt’s political class is locked in death-match with the nation’s military dictators.

Egypt’s second transition could last, based on the current political calendar, anywhere from six months to four years. A new constitution will have to be written and approved, likely with heavy meddling from the military and with profound differences of philosophy separating the Islamist and secular political forces charged with drafting it. A new parliament will have to be elected. And then, possibly, the military (or secular liberals) could force another presidential election to give the transitional government a more permanent footing.

Meanwhile, during this turbulent period, Egypt will have to contend with the forces unleashed during the recent, bruising electoral fights.

Shafiq’s campaign brought into the open the sizable constituency of old regime supporters (maybe a fifth of the electorate, based on how they did in recent votes) and Christians terrified that their second-class status will be grossly eroded under Islamist rule.

Liberals will have to explain and atone for their stands on the election. Many of them said they would prefer the “clarity” of a Shafiq victory to a triumphalist Islamic regime under Morsi, and cheered when parliament was dissolved — appearing hypocritical, expedient, and excessively tolerant of military caprice.

The Brotherhood still hasn’t made a genuine-seeming effort to placate and include other revolutionaries, spurning entreaties to form a more inclusive coalition. It attempted, twice, to force through a constitution-writing assembly under its absolute control. Yet, once more, the Brotherhood has a chance to save itself. So far, at each such juncture it has chosen to pursue narrow organizational goals rather than a national agenda. It would be great for Egypt if the Brotherhood now learned from its mistakes, but precedent doesn’t suggest optimism.

Partisans of both presidential candidates told me they expected a big pay-off when their man won: cheaper fertilizer, free seeds, a flood of affordable housing, jobs for all their kids, better schools. None of these things is to be expected in the near future under any regime in Egypt. Disappointment is sure to proliferate as everyone realizes how difficult Egypt’s long slog will be.

There’s much hand wringing among Egyptians about the last-minute power grab by the military through the sweeping constitutional declaration it published on Sunday. In a land of made-up law and real power, why the obsession with power-mad generals, co-opted judges, and the arbitrary declarations they publish? SCAF’s decisions only matter because of its raw power, tied to the gunmen it has deployed on the streets and its willingness to use them against unarmed civilians. This inequity will only change with a shift in actual power, not because of a clever and just redrafting of laws. An elected president, or a defenestrated parliament for that matter, could issue its own, better constitution and declare it the law of the land, and enter a starting contest with SCAF. Authority belongs to whomever claims it and can make it stick.

[Published in The Boston Globe Ideas section.]

When President Obama and Mitt Romney cross swords on defense policy, it can sound like a schoolyard fight: Who loves the military more? Who is tougher? Who would lead a more muscular America?

This is the way we expect candidates to talk about defense: in terms of power, force, even national pride. But increasingly, when it comes to the role the Department of Defense actually plays for the nation, it misses the point. Over the past decade, the Pentagon has become far more complex than the conversation about it would suggest. What “military” means has changed sharply as the Pentagon has acquired an immense range of new expertise. What began as the world’s most lethal strike force has grown into something much more wide-ranging and influential.

Today, the Pentagon is the chief agent of nearly all American foreign policy, and a major player in domestic policy as well. Its planning staff is charting approaches not only toward China but toward Latin America, Africa, and much of the Middle East. It’s in part a development agency, and in part a diplomatic one, providing America’s main avenue of contact with Africa and with pivotal oil-producing regimes. It has convened battalions of agriculture specialists, development experts, and economic analysts that dwarf the resources at the disposal of USAID or the State Department. It’s responsible for protecting America’s computer networks. In May of this year, the Pentagon announced it was creating its own new clandestine intelligence service. And the Pentagon has emerged as a surprisingly progressive voice in energy policy, openly acknowledging climate change and funding research into renewable energy sources.

The huge expansion of the Pentagon’s mission has, not surprisingly, rung plenty of alarm bells. In the policy sphere, critics worry about the militarization of American foreign policy, and the fact that much of the world—especially the most volatile and unstable parts—now encounters America almost exclusively in the form of armed troops. Hawkish critics worry that the Pentagon’s ballooning responsibilities are a distraction from its main job of providing a focused and prepared fighting force. But this new reality will be with us for a while, and in the short term it creates an opportunity for the next president. Super-empowered and quickly deployable, the Pentagon has become a one-stop shop for any policy objective, no matter how far removed from traditional warfare.

That means the next administration will have ample room to shape the priorities, and even perhaps to reimagine the mission of a Pentagon that plays a leading role in areas from language research to fighting the drug trade. And it means that voters will need to consider the full breadth of its capabilities when they hear candidates talk about “defense.”

In campaigning so far, neither candidate has seriously engaged with the real challenges of steering the most diverse and powerful entity under his control. For both Obama and Romney, the most central question about foreign policy—and even some of their domestic priorities—may be how creatively and effectively they can use the Pentagon to further their aims.

***

The current balance of power in Washington runs counter to most of American history. Traditionally, the United States has related to the world chiefly through diplomats: A civilian president set the policy, civilian envoys worked to implement it, and gunboats stepped in only when diplomacy failed. Indeed, until World War II, the Department of State outranked Defense in size as well as influence. That began to change in the 1940s, first with the huge mobilization of World War II and then the Cold War. Funding and power began to accumulate permanently in the Pentagon.

In the decade since 9/11, the Pentagon has undergone another transformation. The military was asked to fight two complex wars in Afghanistan and Iraq, while also engaging in a sprawling operation dubbed the Global War on Terror. In practice, this meant soldiers and other troops were asked to design nation-building operations on the fly; produce the kind of pro-democracy propaganda that decades earlier was the province of the Voice of America; and do police, intelligence, and development work in conflict zones that had long bedeviled experts in far more stable locales. In Iraq, the Pentagon was essentially expected to provide the full gamut of services normally offered by a national government. Army commanders in provincial outposts dispensed cash grants to business start-ups, supervised building renovations, managed police forces, and built electricity plants.

As American involvement in those wars winds down, we are left with a Department of Defense that has become Washington’s default tool for getting things done in the world. Unlike diplomats, who serve abroad for limited stints and who can refuse to work in dangerous places, military personnel have to go where ordered, and stay as long as the government needs them. They haven’t always succeeded, leaving any number of failed governance projects in their wake. But it’s understandable why the White House has turned more and more often to warriors. The military is undeniably good at taking action: A lieutenant colonel can spend a hundred thousand dollars on a day’s notice to dig a well or refurbish a mayor’s office or rebuild a village market. In contrast, civilian USAID specialists operating under the agency’s rules would take months, or even years, to put out bids and hire a local subcontractor to do the same job.

“The president who comes into office and thinks about what he wants to do, when he looks around for capabilities he tends to see someone in uniform,” says Gordon Adams, an American University political scientist and expert in the defense budget. “The uniformed military are really the only global operational capacity the president has.”

And that capacity stretches into some surprising domains. The Pentagon maintains an international rule of law office staffed with do-gooder lawyers. It has trained and deployed agriculture battalions. Its regional commands, as well as its war-fighting generals in Afghanistan and Iraq, have tapped hundreds of economists, anthropologists, and other field experts as unconventional military assets. Its special operators conduct the kind of clandestine operations once reserved for the CIA, but also do a lot of in-the-field political advising for local leaders in unstable countries. The US Cyber Command runs a kind of geek tech shop in charge of protecting America’s computer networks. The world’s most high-tech navy runs counter-piracy missions off the coast of Somalia, essentially serving as a taxpayer-funded security force for private shipping companies. Much of drug policy is executed by the military, which is in charge of intercepting drug shipments and has been the key player in drug-supplying countries like Colombia.

With little fanfare, the Pentagon—currently the greatest single consumer of fossil fuels in all of America, accounting for 1 percent of all use—has begun promoting fuel efficiency and alternate energy sources through its Office of Operation Energy Plans and Programs. Using its gargantuan research and development budget, and its market-making purchasing power, the Defense Department has demanded more efficient motors and batteries. Its approach amounts to a major official policy shift and huge national investment in green energy, sidestepping the ideological debate that would likely hamstring any comparable effort in Congress.

This huge expansion of what the Department of Defense does is not the same thing as a runaway military, though there are critics who see it that way. At the height of the Cold War, the United States dedicated far more of its budget to defense—around 60 percent, compared to 20 percent now. It is more a matter of vast “mission creep.” Inevitably, it is to the Pentagon that the government will turn when it faces urgent, unexpected needs: Hurricane Andrew, the 2005 tsunami in Asia, propaganda in the Islamic world. Men and women in camouflage uniforms can be found helping domestic law enforcement pursue cattle rustlers in North Dakota using loaned military drones, or working with Afghan farmers to increase crop yields.

Paul Eaton, a major general in the US Army who retired in 2006 and now advises a Washington think tank called the National Security Network, describes a meeting he attended in Kampala, Uganda, this May, convened by the American general in charge of the Africa Command, or AfriCom. The top commanders of 35 militaries on the continent gather every other year, hash out policy matters, and forge personal ties.

“It was as much diplomacy and politics as anything else,” Eaton said. “Nobody could give me an example of the State Department doing anything like that.”

***

What SHOULD a president do about this metamorphosed Pentagon? Or more practically, what should be done with it? A question to watch for in the coming presidential debates is whether either candidate is willing to discuss reorienting the Pentagon toward its core mission of armed defense, shedding its new capacities in the interest of keeping it focused or saving money. Neither candidate has suggested so far that he will.

Pentagon cutbacks are politically difficult. No president likes to argue against national defense, and Pentagon spending by design sprawls across congressional districts, creating a built-in bipartisan lobby against cuts. But a president who tried to return the Pentagon to a more strictly military mission could expect at least some support from the Department of Defense itself. Many career officers view the extra missions with dismay, fearing that the Pentagon will get worse at fighting wars as it spends more and more time patrolling cyberspace, organizing diplomatic retreats, and deploying agricultural battalions to train farmers in war zones. Eaton, whose three children all serve in the armed forces, has been a vocal critic of the new military, and thinks the best thing the next administration could do is defund and shut down all the niche capacities that have sprung up since 9/11.

The past two US defense secretaries, including George W. Bush appointee Robert Gates, have also expressed concern about the department’s expansion. In a 2008 speech, while still in office, Gates ripped into the “creeping militarization” of foreign policy, expressing concern that the Pentagon was like an “800-pound gorilla” taking over the intelligence community, foreign aid, and diplomacy in conflict zones. Both Gates and his successor, Leon Panetta, have vociferously advocated for a bigger, better-funded State Department more capable of deploying around the world, conducting diplomacy in hot zones, and dispensing emergency relief and development aid.

It’s hard to imagine the Pentagon shedding capacity anytime soon. As the wars in Iraq and Afghanistan subside, the Defense Department appears likely to keep most of its enormous budget. During a period when most branches of government will be struggling to survive budget cutting, the Pentagon will more than ever have the global reach and the policy planning muscle to set the agenda and execute foreign policy.

So in the next several months, we should be on the lookout for specific ideas from candidates about what do with this excess power—at the least, an acknowledgment that it exists. Domestically, the Pentagon has the opportunity to shape university research priorities; it influences White House policy planning anytime a crisis erupts in a new place. Abroad, the military can do considerable good by using its money and expertise to improve quality of life, burnishing America’s reputation as a font of positive development rather than just counter-terrorism and counter-insurgency.

But while it lasts, the breadth of the current military presents grave challenges, not least for a democratic country that in principle, if not always in policy, opposes military dictatorships around the world. Even Pentagon insiders worry about this dissonance. Whatever good our deployments can do, it will be harder to promote civilian ideals so long as our foreign policy wears a uniform.

Robin Young at WBUR’s Here & Now talked with me today about the possible outcomes in Egypt and their implications. All predictions are useless at this point; looking forward to seeing the voting tomorrow, and the results next week. Listen here.

UPDATE

Some additional radio appearances about the voting in Egypt. KCRW’s To the Point had Jehan Reda, David Kirkpatrick, Shadi Hamid, Dan Kurtzer and me on yesterday. Listen here. And KUOW talked to Borzou Daragahi and me earlier; listen here.

A volunteer for Egyptian presidential candidate Amr Moussa folds t-shirts. (Reuters)

[Originally published in The Atlantic.]

CAIRO, Egypt — What should we look for after the votes are counted in Egypt this week — or rather, if the ballot box contents are counted, rather than trashed or illicitly augmented?

Once Egyptians go to the polls on Wednesday to choose a president, no matter what happens next, the transition from impermeable autocracy to something hopefully more accountable will move to another, more clarifying, stage.

The integrity of the process will be the first hurdle. And if Egyptian monitors and political parties endorse the count and the turnout is significant, as expected, the results will be the second.

Because opinion polling in Egypt has not yet had a semblance of accuracy and since there is no precedent for a contested presidential election in Egypt, there are simply no meaningful metrics to handicap the race. Many Egypt watchers have picked likely front-runners, but this is nothing more than educated guesswork. My own prediction is that the top three finishers are likely to be Amr Mousa, Abdel Moneim Aboul Fotouh and Mohamed Morsy, and that whichever of the two Islamists makes it to the runoff will win.

But this is little more than high-level gut-work, based on a reading of the parliamentary election results earlier this year, Egypt’s only real election since 1952; an assessment of public opinion and emerging political thought; haphazard street interviews; and the size and quality of crowds at electoral rallies.

The electorate is fragmented, with at least five candidates have attracted significant followings. As a result, that many or more could poll in the double digits. The field is wide open, especially because of the fluid nature of political allegiances in this period of transition. The major constituencies will be split among rival candidates from the same camp: Islamists, revolutionaries, law-and-order nationalists, liberals.

Men sitting at a café during the four-and-half-hour presidential debate a week ago told me they supported both the Muslim Brotherhood and leading secular candidate, Amr Moussa, who is presenting himself as a sort of elder statesman. Some told me they were attracted simultaneously to Hamdeen Sabahi, the secular Nasserist revolutionary favorite, as well as Ahmed Shafiq, the revanchist retired general and Mubarak’s last prime minister. That’s a sign of emerging politics, as voters begin the complex process of ranking their own preferences. How important is a candidate’s connection to the old regime? Position on law-and-order versus reform? Stringency on clerical regulation of civil law? Strategy on reviving Egypt’s moribund economy?

None of the choices are clear-cut, and none of the popular candidates has an uncomplicated constellation of views. For instance, the most Islamist candidate, the Brotherhood’s Mohamed Morsi, is more rigid in his religious views and less sophisticated in his economic ideas than other senior Brotherhood leaders. And the only secular candidate who supported the Tahrir Revolution from the beginning, Hamdeen Sabahi, is also an unreconstructed Nasserist, which is a bit like campaigning in America today as a third-party reformer who wants to bring back Communism.

The top two finishers will go to runoff, to be held on June 16 and 17, which will determine Egypt’s president. Here are a few of the possible outcomes and their likely implications.

Felool runoff: Moussa vs Shafiq. This is the worst of the plausible scenarios, but it’s possible. Thefelool, or “remnants” (meaning leftovers from the old, Hosni Mubarak regime), could prevail. Amr Moussa, the former foreign minister, could finish atop the polls with Ahmed Shafiq, the ex-general who, during his campaign, promised that he would never let a minority group of protesters overthrow a president backed by millions. Never mind that Mubarak said the same thing in his final weeks in power. In this case, Islamist voters and secular revolutionaries would both be likely to take to the streets, convinced that all the political achievements of the Tahrir uprising were under threat. We could expect a tense power struggle with lots of public uproar, and potentially even more uncertainty and violence than we’ve seen over the last year.

Islamist runoff: Morsi vs Aboul Fotouh. The Brotherhood’s Morsi could finish at the top along with the former Brother, Abdel Moneim Aboul Fotouh. In this case, we could expect a surge of conditional popular support for Aboul Fotouh, the more conciliatory and moderate of the two — but we should also expect the military, some of the wealthy magnates, and the anti-Islamist secular constituency to bristle and polarize. The non-Islamist politicians might pursue obstructionist tactics, in the belief that their secular principles are under attack.

Glass half full. In this scenario, the runoff features what I call “consensus” candidates, liked by some and acceptable to many, even with reservations. These candidates elicit intense dislike from a minority of Egyptians, but a majority would be willing to live with them. On this list, I’d include Aboul Fotouh, Moussa, and Sabahi. Of the likely outcomes, this is the best; it means that the new president would be unlikely to face a public insurrection, and that he would be able to govern with at least the grudging consent of the majority during the next phase of Egypt’s transition.

Wild card. Given the unpredictability of the process and the split vote, the finalists could include one or two unexpected faces. The revolutionary Sabahi could face Amr Moussa, disenchanting those revolutionaries with an Islamist hue. The reactionary ex-regime Shafiq could face the reactionary Islamist Morsi, leaving a huge swathe of the electorate without a simpatico candidate. The ruling generals could mistrust both finalists and organize a more concerted power grab.

Whichever two candidates make it to the run-off, the very fact that a genuine presidential contest is taking place has irreversible historic implications. Egypt is writing a new political history for itself, an inevitably messy process. Any outcome (short of a Shafiq victory) will likely represent a marked improvement from political life under Mubarak. And whatever the results, the politicization of the electorate will continue, and the public is unlikely to forfeit its newfound sense of ownership over the government.